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Directors' Dealings


Notification Obligations for Managers’ Transactions (Directors’ Dealings)

According to Art. 19 of the Regulation (EU) No 596/2014 on market abuse (MAR), persons discharging managerial responsibilities within ADVA Optical Networking SE as well as persons closely associated with them are required to notify ADVA Optical Networking SE and the Federal Financial Supervisory Authority (BaFin) of transactions conducted on their own account relating to the shares or debt instruments of ADVA Optical Networking SE or to derivatives or other financial instruments linked thereto.

ADVA Optical Networking SE has been notified of the following transactions (as of July 3, 2016 according to Art. 19 MAR; previously according to Sec. 15a of the German Securities Trading Act):

Date First and last name/company name Person with managerial function, position, responsibility relation to the person with managerial function (where applicable) Transaction type, security and ISIN Date, place, price, currency, amount, transaction volume
March 16, 2017 Hans-Joachim Grallert
 Member of the Supervisory Board of ADVA Optical Networking SE
Sale of ADVA ordinary shares (ISIN DE0005103006)
6  March 2017,
off-exchange,
EUR 9.90 per share
EUR 6,138.00
620 shares