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Notifications on Changes in Voting Rights


Under the German Securities Trading Act (Wertpapierhandelsgesetz, WpHG) ADVA Optical Networking SE, until July 23, 2012: ADVA AG Optical Networking, ("ADVA Optical Networking") is obligated to publish notifications on changes in voting rights which have been received by the Company based on the WpHG provisions. 

In addition, since February 1, 2012, due to expanded WpHG provisions it is mandatory to notify ADVA Optical Networking about financial and other instruments held which enable or obligate the holder to obtain voting rights in ADVA Optical Networking. Pursuant to WpHG provisions, ADVA Optical Networking is obligated to publish such notifications as well.

Notifications pursuant to section 26 WpHG 

Publication date   Person subject to the notification obligation Total Positions Effective as of   Published voting rights notification
30 March 2017  Ministry of Finance on behalf of the State of Norway, Oslo, Norway  4.92%  27 March 2017  Link 
28 March 2017  Ministry of Finance on behalf of the State of Norway, Oslo, Norway  5.20%  24 March 2017  Link 
03 March 2017  Ministry of Finance on behalf of the State of Norway, Oslo, Norway  3.86%  01 March 2017  Link 
27 February 2017  Deutsche Asset Management Investment GmbH, Frankfurt, Germany  2.95%  20 February 2017  Link 
01 February 2017  Ministry of Finance on behalf of the State of Norway, Oslo, Norway  4.08%  30 January 2017  Link 
03 January 2017  Ministry of Finance on behalf of the State of Norway, Oslo, Norway  4.40%  30 December 2016  Link